FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
CYTOKINETICS INC [ CYTK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/04/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 05/04/2004 | C | 1,876,358 | A | $0 | 1,876,358 | D(1)(2)(3) | |||
Common Stock | 05/04/2004 | C | 98,755 | A | $0 | 98,755 | I(1)(2)(3) | by MFAIV | ||
Common Stock | 05/04/2004 | C | 142,895 | A | $0 | 142,895 | I(1)(2)(3) | by Cell Trust | ||
Common Stock | 05/04/2004 | C | 13,705 | A | $0 | 13,705 | I(1)(2)(3) | by Cell Trust II |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A Preferred Stock | $0 | 05/04/2004 | C | 2,137,500 | (3) | (3) | Common Stock | 1,068,750 | $0 | 0 | D(1)(2) | ||||
Series B Preferred Stock | $0 | 05/04/2004 | C | 982,758 | (3) | (3) | Common Stock | 491,379 | $0 | 0 | D(1)(2) | ||||
Series C Preferred Stock | $0 | 05/04/2004 | C | 278,499 | (3) | (3) | Common Stock | 139,249 | $0 | 0 | D(1)(2) | ||||
Series E Preferred Stock | $0 | 05/04/2004 | C | 353,961 | (3) | (3) | Common Stock | 176,980 | $0 | 0 | D(1)(2) | ||||
Series A Preferred Stock | $0 | 05/04/2004 | C | 112,500 | (3) | (3) | Common Stock | 56,250 | $0 | 0 | I(1)(2) | by MF AIV | |||
Series B Preferred Stock | $0 | 05/04/2004 | C | 51,724 | (3) | (3) | Common Stock | 25,862 | $0 | 0 | I(1)(2) | by MF AIV | |||
Series C Preferred Stock | $0 | 05/04/2004 | C | 14,658 | (3) | (3) | Common Stock | 7,329 | $0 | 0 | I(1)(2) | by MF AIV | |||
Series E Preferred Stock | $0 | 05/04/2004 | C | 18,629 | (3) | (3) | Common Stock | 9,314 | $0 | 0 | I(1)(2) | by MF AIV | |||
Series C Preferred Stock | $0 | 05/04/2004 | C | 285,790 | (3) | (3) | Common Stock | 142,895 | $0 | 0 | I(1)(2) | by Cell Trust | |||
Series E Preferred Stock | $0 | 05/04/2004 | C | 27,410 | (3) | (3) | Common Stock | 13,705 | $0 | 0 | I(1)(2) | by Cell Trust II |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. The individual Reporting Persons are Managing Directors of Mayfield IX Management, LLC, which is the sole General Partner of each of Mayfield IX (MF IX) and Mayfield Associates Fund IV (MF AIV). The individual Reporting Persons may be deemed to have shared voting and dispositive power over the shares which are or may be deemed to be beneficially owned by MF IX and MF AIV, but disclaim such beneficial ownership, except to the extent of their pecuniary interest therein. The individual Reporting Persons are also Trustees of The Cell Trust (Cell Trust) and The Cell Trust II (Cell Trust II), of which the individual Reporting Persons or their family trusts are the trustors and beneficiaries. The Trustees may be deemed to have shared voting and dispositive power over the shares held in Cell Trust and Cell Trust II, but disclaim such beneficial ownership, except to the extent of their pecuniary interest therein. |
2. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of equity securities covered by this statement. Each of the Reporting Persons included in this filing hereby designates Mayfield IX as its designated filer of Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder. |
3. Upon closing of the initial public offering, all Preferred Stock converted to Common Stock at a ratio of 1-for-2. |
Remarks: |
James T. Beck, Attorney-In-Fact for each Reporting Person | 05/04/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |